ISO 37001 Pre-Audit™

ISO 37001 Pre-Audit™

What is the ETHIC Intelligence® Pre-Audit™

The ETHIC Intelligence® Pre-Audit™ determines your organisation’s readiness for an ISO 37001 certification and helps you understand how the process works prior to conducting a certification audit.

The ETHIC Intelligence® Pre-Audit™ is conducted by a fully qualified ISO 37001 auditor which will allow you to obtain a clear understanding of your system's strengths and weaknesses.

How Does it Work?

  1. Prior to the audit, complete our application questionnaire. This gives us a better idea of your organisation, goals for certification, business model, and anti-bribery requirements.

  2. Based on your responses to the questionnaire, our experts will work with you to select sites for audit based on your organisation’s size, industry, risks, current anti-bribery programme, and certification requirements.

  3. Our auditor and project management team will host a kick-off meeting with your organisation to further understand its context and establish a personalised audit program.

  4. Our auditor visits your site, conducts interviews with staff identified in the audit plan, analyses your processes and practices, and presents his/her findings.

  5. While shorter than a full certification audit, the auditor covers all aspects of the standard's requirements to give you a good understanding of how ready you are to pass the certification audit.

  6. Our auditor team drafts the audit report, details the audit findings and identifies strengths and weaknesses in your system.

The benefits of an ETHIC Intelligence® Pre-Audit™

  • Your organisation finds itself in an audit situation without having the actual pressure of failing the certification process.

  • Our auditors identify any key areas that require further development or improvement.

  • The ETHIC Intelligence® Pre-Audit™ will optimise your chances of achieving an ISO 37001 certification as the processes share a common terminology and structure.

Why should I consider the ETHIC Intelligence® Pre-Audit™?

  • The ETHIC Intelligence® Pre-Audit™ is risk-based and demonstrates to regulators and other stakeholders that you have created an organisational culture where compliance is a fundamental part of doing business.

  • A specifically trained ETHIC Intelligence® auditor produces a detailed report, which helps your compliance team establish and implement effective anti-bribery systems and controls.

  • The ETHIC Intelligence® Pre-Audit™ helps identify potential weaknesses in your management system and gives you time to correct those before the formal certification audit.

  • The ETHIC Intelligence® Pre-Audit™ allows your organisation to build confidence before the formal certification audit.

 

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